The Idea of Levels of Reality and
its Relevance for Non-Reduction and Personhood
1.Introduction - Problems of terminology
The words"reduction" and "reductionism" are extremely ambiguous.Different authors use different meanings and definitions and thereforeextremely unproductive polemics could be generated.
For example,philosophers understand by "reduction" replacing one theory by anewer more encompassing theory, while scientists understand by the same wordexactly the opposite operation. In other words, philosophers reduce the simplerto the more complex while scientists reduce the more complex to the simpler,understood as "more fundamental". In physics, for example, onereduces everything to superstrings or membranes, by hoping to arrive at a"Theory of Everything".
In fact, there are manyother meanings given to the word "reduction": in chemistry, inlinguistics, in cooking, in physiology, in orthopedic surgery, etc.
Inorder to avoid any confusion, we will adopt here the general scientific meaning:one reduces A to B, B to C, C to D, etc. till we arrive at what is believed tobe the most fundamental level. Human thought follows, in fact, the same processof reduction. Reduction is, in many ways, a natural process for thought andthere is nothing wrong about it. The only problem is to understand what we findat the end of the reduction chain: is the chain circular and, if not, how do wejustify the concept of "end" at the end of the chain?
Inany case, we have to distinguish "reduction" from "reductionism".There are many types of reductionisms and there is a real danger in confusingthem.
Sometimes"reductionism" is defined through the assertion that a complex systemis nothing but the sum of its parts. One has to distinguish between:
1.methodological reductionism: reduce the explanation to the simpler possibleentities.
2.theoretical reductionism: reduce all theories to a single unified theory.
3.ontological reductionism: reduce all of reality to a minimum number ofentities.
Inthe literature one finds other kinds of reductionisms: for example, DanielDennett defines the "Greedy reductionism"
Toavoid any confusion, we will accept, in this talk, scientific reductionism
Non-reductionism
Aswe will see, the notion of levels of reality
Dictionaries tell usthat "reality" means
In order to avoid anyambiguity, I will define "reality" in a sense which is used byscientists, namely in terms of "resistance"
By reality we intendfirst of all to designate that which resists our experiences, representations, descriptions,images, or even mathematical formulations. It puts the accent on a relationalview of what "reality" could mean.
In so far as realityparticipates in the being of the world, one has to assign also an ontologicaldimension to this concept. Reality is not merely a social construction, theconsensus of a collectivity, or some inter-subjective agreement. It also has atrans-subjective dimension: for example, experimental data can ruin the mostbeautiful scientific theory.
The meaning we give tothe word Reality is therefore pragmatic and ontological at the same time. Iwill consequently denote by a capital letter this word.
Of course, noteverything is resistance. For example, the notion of angels is certainlyconnected with non-resistance. As are the powers of God, they do not resist our experiences,representations, descriptions, images, and mathematical formulations.
We have to distinguish,in order to avoid further ambiguities, the words Real and Reality. Real
Iwill now describe some historical aspects concerning the concept of "levelof Reality".
2.Levels of Reality - Historical aspects: John of the Ladder (c.
The idea of "levelsof Reality" is not, in fact, new. The human being felt, from thebeginnings of its existence, that there are at least two realms of reality -one visible, the other invisible.
In a more elaborate way,the theological literature expressed the idea of a "scale of being",which corresponds, of course, to a scale of Reality. The scale of Jacob (Genesis28:10-12) is one famous example, so nicely illustrated in the Christian Orthodoxiconography. There are several variants of the scale of being. The most famousone is found in the book Climax or Ladder of Divine Ascent
The advent of Darwin'stheory of evolution stimulated, of course, the thinking about a scale of Reality.The human being feels as being in some sense radically different from his orher brother and sisters, the animals. In particular, consciousness is seen,especially by religious people, as an emergent and mysterious phenomenon.However, wishful thinking can not replace a scientific argument. Are we on adifferent level of reality then animals? Here, all the problems of reductionismand non-reductionism find their sentimental root.
In the second part ofthe 20th century, two important thinkers on the problem of levels of Realityare Nicolai Hartmann and Werner Heisenberg.
Nicolai Hartmann (1882-1950)is a somewhat forgotten philosopher, who had Hans-Georg Gadamer as student andMartin Heidegger as his successor at the University of Marburg, in Germany. Heelaborated an ontology based on the theory of categories. He distinguishes fourlevels of Reality: inorganic, organic, emotional and intellectual. In 1940 hepostulated four laws of the levels of Reality: the law of recurrence, the lawof modification, the law of the novum and the law of distance between levels
Almost simultaneouslywith Hartmann, in 1942, the Nobel Prize of Physics Werner Heisenberg elaborateda very important model of levels of reality in his Manuscript of 1942
The philosophicalthinking of Heisenberg is structured by two directory principles: the firstone is that of the division in levels of Reality, corresponding to differentobjectivity modes depending on the incidence of the knowledge process, and thesecond one is that of the progressive erasure of the role played by theordinary concepts of space and time. [p. 240]
ForHeisenberg, reality is the continuous fluctuation of the experience asgathered by the conscience. In this respect, it is never wholly identifiable toan isolated system [p. 166]. Reality could not be reduced to substance. For thephysicists of today this fact is obvious: the matter is the complexus
Aswritten by Catherine Chevalley, who wrote the Introduction to the Frenchtranslation of Heisenberg's book, the semantic field of the word realityincluded for him everything given to us by the experience taken in its largestmeaning, from the experience of the world to that of the souls modifications orof the autonomous signification of the symbols. [p. 145]
Heisenbergdoes not speak in an explicit manner about "resistance" in relationwith reality, but its meaning is fully present: the reality we can talk about– writes Heisenberg – is never the reality in itself, but only areality about which we may have knowledge, in many cases a reality to which wehave given form. [p. 277] Reality being in constant fluctuation, all we can dois to understand partial aspects of it, thanks to our thinking, extractingprocesses, phenomena, and laws. In this context, it is clear that completenessis absent: We never can arrive at an exact and complete portrait of reality[p. 258] – wrote Heisenberg. The incompleteness of physics laws is herebypresent in Heisenberg, even if he does not make any reference to Gdelstheorems. For him, the reality is given as textures of different kindconnections, as infinite abundance, without any ultimate fundament.Heisenberg states ceaselessly, in agreement with Husserl, Heidegger, Gadamerand Cassirer (whom he knew personally), that one has to suppress any rigiddistinction between Subject and Object. He also states that one has to end withthe privileged reference on the outer material world and that the onlyapproaching manner for the sense of reality is to accept its division inregions and levels.
Heisenberg distinguishesregions of reality (der Bereich der Wirklichkeit) from levels of reality (dieSchicht der Wirklichkeit).
The second level ofReality corresponds to the states of things inseparable from the knowledgeprocess. He situates here quantum mechanics, biology and the consciousnesssciences.
Finally, the third levelof Reality corresponds to the states of things created in connexion with theknowledge process. He situates on this level of Reality philosophy, art,politics, God metaphors, religious experience and inspiration experience.
One has to note that thereligious experience and the inspiration experience are difficult to assimilateto a level of Reality. They rather correspond to the passage between different levelsof Reality in the non-resistance zone.
We have to underline, inthis context, that Heisenberg proves a high respect for religion. In relationwith the problem of Gods existence, he wrote: This belief is not at all anillusion, but is only the conscious acceptance of a tension never realised inreality, tension which is objective and which advances in an independent way ofthe humans, that we are, and which is yet at its turn nothing but the contentof our soul, transformed by our soul. [p. 235] The expression used byHeisenberg "a tension never realised in reality" is particularlysignificant in the context of our discussion. It evokes what we called"Real" as distinct from "Reality".
For Heisenberg, worldand God are indissolubly linked: this opening to the world which is at thesame time the world of God, finally also remains the highest happiness thatthe world could offer us: the conscience of being home. [p. 387] He remarksthat the Middle Age made the choice of religion and the 17th century made thechoice of science, but today any choice or criteria for values vanished.
Heisenberg also insistson the role of intuition: Only the intuitive thinking – wrote Heisenberg– can pass over the abyss that exists between the concepts system alreadyknown and the new concepts system; the formal deduction is helpless on throwinga bridge over this abyss. [p. 261] But Heisenberg doesnt draw the logicalconclusion that is imposed by the helplessness of the formal thinking: only thenon-resistance of our experiences, representations, descriptions, images ormathematical formalisations could bring a bridge over the abyss between twozones of resistance. The non-resistance is, in fact, the key of understanding the discontinuity between twoimmediately neighbour levels of Reality.
3. Towardsa Unified Theory of Levels of Reality - The Transdisciplinary Approach
Transdisciplinarity isfounded upon three axioms
i. The ontologicalaxiom: There aredifferent levels of Reality of the Object and, correspondingly, differentlevels of Reality of the Subject.
ii. The logical axiom
iii. Theepistemological axiom:The structure of the totality of levels of Reality appears, in our knowledgeof nature, of society and of ourselves, as a complex structure: every level is whatit is because all the levels exist at the same time.
The key concept of thetransdisciplinarity is the concept of levels of Reality
By level of Reality,we designate a set of systems which are invariant under certain general laws:for example, quantum entities are subordinate to quantum laws, which departradically from the laws of the macrophysical world. That is to say that twolevels of Reality are different if, while passing from one to the other, thereis a break in the applicable laws and a break in fundamental concepts (like,for example, causality). Therefore there is a discontinuity
The introduction of thelevels of Reality induces a multidimensional and multi-referential structure ofReality. Both the notions of the Real and levels of Reality relate to whatis considered to be the natural and the social and is therefore applicableto the study of nature and society.
Our approach is nothierarchical. There is no fundamental level. But its absence does not mean an anarchicaldynamics, but a coherent one, of all levels of Reality, already discovered orwhich will be discovered in the future.
Everylevel is characterized by its incompleteness: the laws governing this level are just a partof the totality of laws governing all levels. And even the totality of lawsdoes not exhaust the entirety of Reality: we have also to consider the Subjectand its interaction with the Object. Knowledge is forever open.
Inspired by the phenomenology of Edmund Husserl
As in the case of levels of Reality of theObject, the coherence of levels of Reality of the Subject presupposes a zone ofnon-resistance to perception.
Our ternary partition {Subject, Object, Hidden Third } is, of course, different from the binarypartition { Subject vs. Object } of classical metaphysics.
The transdisciplinaryObject and its levels, the transdisciplinary Subject and its levels and theHidden Third define the transdisciplinary Reality or trans-Reality
The incompleteness ofthe general laws governing a given level of Reality signifies that, at a givenmoment of time, one necessarily discovers contradictions in the theorydescribing the respective level: one has to assert A and non-A at the sametime.
It is the included middle logic
The transdisciplinary notion of levels of Reality is incompatible withreduction of the spiritual level to the psychical level, of the psychical levelto the biological level, and of the biological level to the physical level.Still these four levels are united through the Hidden Third. However, thisunification can not be described by a scientific theory. By definition, scienceexcludes non-resistance. Science, as is defined today, is limited by its ownmethodology.
The transdisciplinary notion of levels of Reality leads also to a newvision of Personhood, based upon the inclusion of the Hidden Third. In thetransdisciplinary approach, we are confronted with a multiple Subject
4. Openingremarks
It is inappropriate for an opening talk to present"concluding" remarks. The event of our mini-conference is in front ofus, full of expectations but unpredictable. I will therefore present just few andshort opening remarks.
It is obvious that a huge work remains to be performed in order toformulate a unified theory of levels of Reality, valid in all fields ofknowledge, which involve, at the beginning of the 21st century, more than 8,000academic disciplines, every discipline claiming its own truths and having itslaws, norms and terminology.
I believe that thetransdisciplinary theory of levels of Reality is a good starting point inerasing the fragmentation of knowledge, and therefore the fragmentation of thehuman being. We badly need a transdisciplinary hermeneutics
In this context, thedialogue of transdisciplinarity with the patristic thinking, and in particularwith the apophatic thinking, will be, of course, very useful. The Hidden Thirdis a basic apophatic feature of the future unified knowledge
The theory of categorieswill be also certainly helpful. But one has not to be afraid about metaphysicsand to clarify how trans-categorial properties could be described. It is verydifficult, if not impossible, to conceive such a subtle notion as"personhood" without doing metaphysics.
Quantum physics is alsovery precious because it leads a good understanding of the role ofdiscontinuity in philosophical thinking. Heisenberg's approach of levels ofReality is just one magnificent example on this way.
I also have very muchhope for the potential contribution to a unified theory of levels of reality ofa new branch of knowledge - biosemiotics, as exposed for example, in thestimulating book Signs of Meaning in the Universe
Biosemiotics is basedupon the philosophy of Charles Sanders Peirce (1839-1914), a great philosopher,logician, mathematician of the beginning of the 20th century
Let me finally note that a unified theory of levels of Reality iscrucial in building sustainable development and sustainable futures. Thepresent considerations in these matters are based upon reductionist and binarythinking: everything is reduced to society, economy and environment. Theindividual level of Reality, the spiritual level of Reality and the cosmiclevel of Reality are completely ignored. Sustainable futures, so necessary forour survival, can only be based on a unified theory of levels of Reality. Weare part of the ordered movement of Reality. Our freedom consists in enteringinto the movement or perturbing it. Reality depends on us. Reality isplastic. We can
Basarab NICOLESCU
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